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Showing 1-10 of 127 "Securities Regulation" matches found ... « PREV 1 2 3 4 5 6 ... 13 NEXT »
Is the Clock Running out on SECís Unchecked Pursuit of Disgorgement Penalties?
Topic: Securities Regulation
By Andrew J. Morris, a Partner with the law firm Morvillo LLP in Washington, DC.
Legal Backgrounder, March 10, 2017
Unconstitutionally Appointed Administrative Law Judges Continue to Haunt SEC
Topic: Securities Regulation
By Lawrence S. Ebner, a Fellow of the American Academy of Appellate Lawyers and founder of Capital Appellate Advocacy PLLC, a Washington, DC-based appellate litigation boutique.
Legal Backgrounder, February 24, 2017
Eighth Circuit Affirms Strict Pleading Standard for Shareholder Derivative Lawsuits
Topic: Securities Regulation
By Amy Deen Westbrook, Kurt M. Sager Memorial Distinguished Professor of International and Commercial Law, and Co-Director, Business and Transactional Law Center, at Washburn University School of Law in Topeka, KS.
Legal Backgrounder, October 14, 2016
Could Federal Declaratory Relief Vindicate Preemption Defense in NY Martin Act Cases?
Topic: Securities Regulation
By Robert A. McTamaney, Counsel to Carter Ledyard & Milburn LLP in New York City.
Legal Opinion Letter, September 16, 2016
'Omnicare, Inc.', One Year Later: Its Salutary Impact on Securities-Fraud Class Actions in the Lower Federal Courts
Topic: Securities Regulation
Douglas W. Greene and Claire Loebs Davis, Shareholders with Lane Powell PC in the firmís Seattle, WA office.
Working Paper, June 24, 2016
Will Trulia Drive ďMerger TaxĒ Suits Out of Delaware?
Topic: Securities Regulation
By Anthony Rickey, a solo practitioner at Margrave Law LLC in Georgetown, DE, and Keola R. Whittaker, an Associate with McGuireWoods LLP in its Los Angeles, CA office.
Legal Backgrounder, April 29, 2016
High Courtís Amgen Ruling Reaffirms Heightened Pleading Standard for ERISA Stock-Drop Suits
Topic: Securities Regulation
By Michael A. Valerio, a Shareholder in the Financial Services and Insurance Litigation Practice Group at Carlton Fields Jorden Burt, P.A. in its Hartford, CT†office.
Counsel's Advisory, March 18, 2016
Civil Subpoenas Unilaterally Issued by State Attorneys-General Are Constitutionally Suspect
Topic: Securities Regulation
By Philip Hamburger, Maurice and Hilda Friedman Professor of Law at Columbia Law School.
Legal Opinion Letter, February 12, 2016
NY State Attorney Generalís Aggressive Use of Martin Act Revives Federal Preemption Objection
Topic: Securities Regulation
By Robert A. McTamaney, Counsel to Carter Ledyard & Milburn LLP in New York, NY.
Legal Opinion Letter, February 12, 2016
Shareholder Proposals: An Exit Strategy for the SEC
Topic: Securities Regulation
By Daniel M. Gallagher, Commissioner with the Securities and Exchange Commission, and John C. Cook, Counsel to Commissioner Gallagher.
Working Paper, September 2015
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